Regulation 2022
Resolução CVM nº 175, de 23 de dezembro de 2022 (CVM Resolution 175 on the constitution, operation and disclosure of investment funds)
Issued by Comissão de Valores Mobiliários
Plain-English summary
Governs the constitution, operation and disclosure of information by investment funds and the provision of services to funds, through a general part and twelve annexes by fund type. It has been amended several times, most recently by Resolution CVM 240/2026.
Who it applies to
Capital Markets · Asset & Wealth Management
Topics
Conduct & Consumer Protection Market Integrity & Securities
Latest news
-
RBI finalizes Basel III market risk capital requirements for banks
26 Sep 2026
The Reserve Bank of India has issued final Directions on minimum capital requirements for market risk under the revised Basel III framework, effective April 1, 2027. The framework adopts the Simplified Standardised…
-
RBI penalizes gold-loan fintech KLM Axiva Finvest Limited for auction surplus non-payment
26 Sep 2026
The Reserve Bank of India imposed a monetary penalty of ₹2.70 lakh on KLM Axiva Finvest Limited for regulatory non-compliance discovered during statutory inspection. The company failed to remit surplus amounts to…
-
RBI penalizes Hero Fincorp for excess interest collection breaches
26 Sep 2026
The Reserve Bank of India imposed a monetary penalty of 10 lakh rupees on Hero Fincorp Limited on September 22, 2026, following supervisory findings of non-compliance with RBI's "Fair Practices Code for Lenders…