Act 2019 status not recorded

Decreto Delegato 29 marzo 2019 n. 61 – Disposizioni in materia di mercati degli strumenti finanziari e abusi di mercato (Delegated Decree no. 61 of 29 March 2019 – Provisions on markets in financial instruments and market abuse)

Issued by Banca Centrale della Repubblica di San Marino

Summary

Transposes Directives 2014/65/EU (MiFID II) and 2014/57/EU for San Marino, together with the related EU regulations 600/2014 and 596/2014. Art. 17 inserts paras 1-bis to 1-quater into LISF Art. 68, letting anyone report possible violations to the supervisor, with a secure channel, protection against retaliation and confidentiality. The Central Bank's investment services regulation 2024-05 is made under it.

Topics: Conduct & Consumer Protection Market Integrity & Securities

Who it applies to

Capital Markets · Asset & Wealth Management

Official source

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