Regulation 2007
Regolamento n. 2007-01 in materia di procedure di segnalazione ex art. 68 Legge 17/11/2005 n. 165 (Regulation no. 2007-01 on reporting procedures under Art. 68 of Law 165/2005)
Plain-English summary
Central Bank procedures for reports under LISF Art. 68, in force from 6 February 2007; the text read is the version in force on 4 January 2021. It covers complaints from customers and whistleblowing reports that anyone may make (Art. 1(2)), by email to whistleblowing@bcsm.sm. Anonymous reports are not considered (Art. 3(2)), and the Authority commits to protect reporters against retaliation (Art. 8(3)(b)).
Who it applies to
Banking · Insurance · Capital Markets
Topics
Conduct & Consumer Protection Employment & Whistleblowing
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