Argentina
7 regulators · 11 laws & regulations · 5 obligations · 5 enforcement actions
| Date | Entity | Regulator | Action | Penalty | Source | Summary |
|---|---|---|---|---|---|---|
| 19 Aug 2026 | Mundo Bursátil S.A. (settlement and clearing agent (ALyC)) | CNV | Monetary Penalty | ARS 15,000,000 | source | |
The CNV found that the firm withheld clients' account balances until they paid commissions it said had been undercharged on 2015–2021 operations, and that it had not properly disclosed its rates, kept complete client files or run adequate internal controls. A fine of ARS 15,000,000 was imposed on the firm, three directors and three syndics, with the syndics jointly liable; all were acquitted of the record-retention charge. The CNV index lists the decision as RRFCO-2026-338 and shows it under appeal. |
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| 6 Aug 2026 | Rosario Cambio SA (exchange agency (agencia de cambio)) | BCRA | Licence Action | — | official | |
The BCRA Board revoked Rosario Cambio SA's authorisation to operate as an exchange agency, adopting SEFyC Resolution 274/26, which concluded financial sumario 1636. It objected to the return of the operating guarantee and ordered the company to stop exchange activity and, within 90 days, either amend its name and purpose or start dissolution. |
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| 17 Jun 2026 | Quiena Argentina S.A. (company (not an authorised financial entity)) | BCRA | Monetary Penalty | ARS 106,000,000 | official | |
Facebook and Instagram posts between 26 April 2021 and 24 January 2024 described the company's products, such as 'Pesos Extra', as 'plazo fijo', a denomination reserved for authorised financial entities (financial sumario 1625). The company was fined ARS 106,000,000 (20 sanction units) and its president Nicolás Andrés Galarza Ricci and director Hernán Javier Soulages ARS 31,800,000 each. |
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| 10 Jun 2026 | Agustín Marchetti Seijas (individual) | CNV | Monetary Penalty | ARS 25,000,000 | source | |
Without CNV authorisation, he presented himself on YouTube and websites as a market analyst and operator for himself and third parties, and kept offering investment recommendations after a 2021 CNV order to stop (RESFC-2021-21367). One complainant deposited ARS 631,484.60 into a broker account in his name. The CNV index lists the fine as RRFCO-2026-333 and shows it under appeal. |
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| 3 Jun 2026 | Banco de Galicia y Buenos Aires S.A. (commercial bank) | CNV | Monetary Penalty | ARS 45,000,000 | source | |
Intra-group trades in the TDE25 bond on 19–20 February 2024 among Banco de Galicia, Galicia Securities S.A.U. and Inviu S.A.U. created artificial volume to clear the BCRA's minimum for exercising liquidity put options, the CNV concluded. It imposed a joint fine of ARS 45,000,000 on the three companies, their directors and syndics; the CNV index lists the decision as RRFCO-2026-332 and shows it under appeal. |
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