Lebanon
4 regulators · 6 laws & regulations · 9 obligations · 1 enforcement action
| Date | Entity | Regulator | Action | Penalty | Source | Summary |
|---|---|---|---|---|---|---|
| 22 Sep 2021 | Royal Financials S.A.L. (رويال فاينانشيلز ش.م.ل.) (financial intermediation institution (securities firm)) | CMA | Licence Action | — | official | |
The CMA Board cancelled the licence of Royal Financials S.A.L. to provide dealing, advisory, arranging and management services for financial instruments and removed it from the list of licensed institutions. It cited several client complaints, non-compliance with licence conditions and breach of CMA Announcement No. 71 of 7 April 2021. The news item is dated 22 September 2021 and the market-update entry 19 October 2021; the Board decision date and number are not stated. |
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