Liechtenstein
7 regulators · 18 laws & regulations · 10 obligations · 8 enforcement actions
| Date | Entity | Regulator | Action | Penalty | Source | Summary |
|---|---|---|---|---|---|---|
| 21 Aug 2026 | Legal person (not named in the publication) (legal person (type not published)) | FMA | Monetary Penalty | CHF 50,000 | official | |
The FMA fined a legal person CHF 50,000 for breaches of due diligence obligations and of sanctions-law requirements (ISG). The party is anonymised. |
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| 23 Jun 2026 | Legal person (not named in the publication) (legal person (type not published)) | FMA | Monetary Penalty | CHF 50,000 | official | |
The FMA fined a legal person CHF 50,000 for breach of due diligence obligations. The party is anonymised. |
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| 28 May 2026 | Legal person (not named in the publication) (legal person (type not published)) | FMA | Monetary Penalty | CHF 25,000 | official | |
The FMA fined a legal person CHF 25,000 for breach of due diligence obligations. The party is anonymised. |
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| 29 Apr 2026 | Legal person (not named in the publication) (legal person (type not published)) | FMA | Monetary Penalty | CHF 20,000 | official | |
The FMA fined a legal person CHF 20,000 for breach of due diligence obligations. The party is anonymised. |
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| 23 Mar 2026 | Legal person (not named in the publication) (legal person (type not published)) | FMA | Monetary Penalty | CHF 50,000 | official | |
The FMA fined a legal person CHF 50,000 for violating risk management rules under the Banking Act and the Payment Services Act. The party is anonymised. |
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| 4 Mar 2026 | Legal person (not named in the publication) (legal person (type not published)) | FMA | Monetary Penalty | CHF 25,000 | official | |
The FMA fined a legal person CHF 25,000 for violating approval requirements under the E-Money Act. The party is anonymised. |
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| 21 Dec 2023 | Legal person (not named in the publication) (legal person (type not published)) | FMA | Monetary Penalty | CHF 500,000 | official | |
The FMA fined a legal person CHF 500,000 for a serious violation of risk management rules and a repeated breach of due diligence duties. The party is anonymised. |
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| 19 Oct 2022 | Natural person (not named in the publication) (individual) | FMA | Monetary Penalty | CHF 10,000 | official | |
The FMA fined a natural person CHF 10,000, with the legal person jointly liable, for violations connected with carrying out an audit: the external audit was not carried out and duties toward the audit firm were breached. The list repeats the entry with identical wording, apparently for a second person. |
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| No enforcement actions match these filters. | ||||||