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7 regulators · 18 laws & regulations · 10 obligations · 8 enforcement actions

Act 2004

Gesetz vom 18. Juni 2004 über die Finanzmarktaufsicht (Finanzmarktaufsichtsgesetz; FMAG) (Financial Market Authority Act)

Issued by Finanzmarktaufsicht Liechtenstein

Effective: 1 Jan 2005

Plain-English summary

Establishes the FMA as an independent public-law institution (Art. 2, 3) with the objectives of financial market stability, customer protection, prevention of abuse and compliance with international standards (Art. 4). Art. 5 lists the laws the FMA supervises and enforces, Art. 21a requires it to inform the public on its supervisory activity at least once a year, and Art. 25a lets it publish final decisions on serious breaches.

Who it applies to

Banking · Insurance · Capital Markets · Asset & Wealth Management · Payments & Fintech · Crypto / VDA

Topics

Prudential & Capital Market Integrity & Securities

Official source

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