The ECSRC Agreement of 24 November 2000 set this body up as an independent, autonomous regional securities regulator for the Eastern Caribbean Currency Union. It began operating on 19 October 2001, when the Eastern Caribbean Securities Market opened.
What they do
Licenses, monitors and supervises securities intermediaries on the regional market, trains and certifies licensed individuals, sets disclosure standards for issuers and runs an enforcement programme. In Saint Lucia it works under the Securities Act 2001.
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