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📈 Capital Markets — regulation across countries

RegulatorCountryOfficial site
ASIC Australian Securities and Investments Commission Australia source
ASX Australian Securities Exchange Australia source
ACSC Australian Cyber Security Centre Austria source
ATO Australian Taxation Office Austria source
CVM Comissão de Valores Mobiliários Brazil source
OSC Ontario Securities Commission Canada source
CSRC China Securities Regulatory Commission China source
FRA Financial Regulatory Authority Egypt source
AMF Autorité des marchés financiers France source
BaFin Federal Financial Supervisory Authority Germany source
JFIU Joint Financial Intelligence Unit Hong Kong source
SFC Securities and Futures Commission Hong Kong source
IFSCA International Financial Services Centres Authority India source
SEBI Securities and Exchange Board of India India source
CBI Central Bank of Ireland Ireland source
FSA Financial Services Agency Japan source
SESC Securities and Exchange Surveillance Commission Japan source
CSSF Commission de Surveillance du Secteur Financier Luxembourg source
BM Bursa Malaysia Malaysia source
MACC Malaysian Anti-Corruption Commission Malaysia —
SC Securities Commission Malaysia Malaysia source
FSC Financial Services Commission Mauritius source
AFM Autoriteit Financiële Markten Netherlands source
InstrumentTypeCountryYearSource
Corporations Act 2001 Act Australia 2001 source
Law No. 6,385/1976 (Securities Law) Act Brazil 1976 source
Securities Act (Ontario) Act Canada 1990 source
Securities Law of the PRC Act China 1998 source
Capital Market Law No. 95 of 1992 Act Egypt 1992 source
AMF General Regulation Regulation France 2004 source
DORA — Digital Operational Resilience Act (Regulation (EU) 2022/2554) Regulation Germany 2022 source
Securities Trading Act Act Germany 1998 source
Anti-Money Laundering and Counter-Terrorist Financing Ordinance (Cap. 615) Act Hong Kong 2011 source
Securities and Futures Ordinance (Cap. 571) Act Hong Kong 2002 source
SEBI (Prohibition of Insider Trading) Regulations, 2015 Regulation India 2015 source
Prevention of Money Laundering Act, 2002 (PMLA) Act India 2003 source
SEBI (Prohibition of Fraudulent and Unfair Trade Practices) Regulations, 2003 Regulation India 2003 source
SEBI Act, 1992 Act India 1992 source
Securities Contracts (Regulation) Act, 1956 Act India 1956 source
Central Bank (Individual Accountability Framework) Act 2023 Act Ireland 2023 source
Central Bank Act 1942 Act Ireland 1942 source
Financial Instruments and Exchange Act (FIEA) Act Japan 2006 source
Capital Markets and Services Act 2007 Act Malaysia 2007 source
Financial Services Act 2007 Act Mauritius 2007 source
DateEntityCountryActionPenaltySource
13 AUG 2026 Unidentified entities – manipulative trades in Closing Auction Session on Sensex expiry (BSE) India Ex-Parte Interim Order — source
3 JUL 2026 ASX Limited Australia Civil Penalty (Court-ordered) 20,500,000 AUD≈ 14,657,500 USD source
29 JUN 2026 Mercer Superannuation (Australia) Limited Australia Civil Penalty (Court-ordered) 10,300,000 AUD≈ 7,364,500 USD source
18 JUN 2026 HSBC Bank Australia Limited Australia Civil Penalty (Court-ordered) 35,000,000 AUD≈ 25,025,000 USD source
12 JUN 2026 Union Standard International Group Pty Ltd; Maxi EFX Global AU (EuropeFX); BrightAU Capital (TradeFred) Australia Civil Penalty (Court-ordered) 300,200,000 AUD≈ 214,643,000 USD source
27 MAY 2026 Westpac Banking Corporation Australia Civil Penalty (Court-ordered) 26,000,000 AUD≈ 18,590,000 USD source
25 MAY 2026 Walker Stores Pty Ltd (trading as Snaffle) in liquidation Australia Civil Penalty (Court-ordered) 33,500,000 AUD≈ 23,952,500 USD source
28 APR 2026 Winsome Yarns Ltd India Monetary Penalty 2,000,000 INR≈ 21,131 USD source
16 MAR 2026 Macquarie Securities (Australia) Limited Australia Civil Penalty (Court-ordered) 35,000,000 AUD≈ 25,025,000 USD source
19 DEC 2025 ANZ Banking Group Ltd Australia Civil penalty (Federal Court) 250,000,000 AUD source