United States
5 regulators · 3 instruments · 311 enforcement actions
The United States has one of the world's most complex regulatory systems, with overlapping federal and state agencies.
Regulatory pulse · 90 days
Laws & circulars Enforcement News04 JULAUGSEP01 OCT · TODAY
Overview
The United States has one of the world's most complex regulatory systems, with overlapping federal and state agencies. The SEC oversees securities markets, FinCEN administers the Bank Secrecy Act, and banking is supervised by the Federal Reserve, the OCC and the FDIC, alongside state regulators. Enforcement is active and penalties are among the highest globally.
Who regulates what
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Key laws & regulations
All Laws & Regulations →| Instrument | Type | Year | Regulator | Source |
|---|---|---|---|---|
| FinCEN Customer Due Diligence (CDD) Rule | Rule | 2016 | FinCEN | official |
| USA PATRIOT Act, 2001 | Act | 2001 | — | official |
| Bank Secrecy Act (BSA), 1970 | Act | 1970 | — | official |
| No instruments match these filters. | ||||
Recent enforcement
Open tracker →| Date | Entity | Regulator | Action | Source |
|---|---|---|---|---|
| Sep 2026 | An Individual | OFAC | Settlement | official |
| Aug 2026 | Rice Lake Weighing Systems, Inc. | OFAC | Settlement | official |
| Jun 2026 | FTI Consulting, Inc. | OFAC | Settlement | official |
| May 2026 | Adani Enterprises Limited | OFAC | Settlement | official |
| Mar 2026 | TradeStation Securities, Inc. | OFAC | Settlement | official |