Hong Kong Exchanges and Clearing Limited HKEX
Activity · 90 days
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Who they are
The operator of Hong Kong's stock exchange, whose Main Board and GEM Listing Rules apply to listed issuers.
What they do
Sets and publishes the ESG reporting rules for listed issuers in Appendix C2 of the Listing Rules, including climate-related disclosure requirements phased in from 2025.
Key laws & regulations issued
Enforcement by this regulator
| Date | Entity | Action | Penalty | Source |
|---|---|---|---|---|
| 13 Oct 2026 | RMH Holdings Limited (Stock Code: 8437) and Six Former Directors (GEM-listed issuer and six former directors) | Formal Reprimand Remedial Direction | — | official |
| 6 Oct 2026 | Six Directors of Huisen Shares Group Limited (Stock Code: 2127) (individuals (current and former directors of a listed issuer)) | Prohibition Order Formal Reprimand | — | official |
| 6 Oct 2026 | Li Siu Bun (individual (former chief financial officer and company secretary)) | Formal Reprimand | — | official |
| 23 Sep 2026 | Seven Directors of China 21st Century Education Group Limited (Stock Code: 1598) (individuals (current and former directors of a listed issuer)) | Prohibition Order Formal Reprimand | — | official |
Latest news
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Related regulators
Others in Hong Kong supervising overlapping sectors.