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🏛️ Corporates (Listed) — regulation across countries

RegulatorCountryOfficial site
ACCC Australian Competition and Consumer Commission Australia —
ASIC Australian Securities and Investments Commission Australia source
ASX Australian Securities Exchange Australia source
ATO Australian Taxation Office Australia source
ACSC Australian Cyber Security Centre Austria source
ATO Australian Taxation Office Austria source
CVM Comissão de Valores Mobiliários Brazil source
OSC Ontario Securities Commission Canada source
CSRC China Securities Regulatory Commission China source
FRA Financial Regulatory Authority Egypt source
AMF Autorité des marchés financiers France source
CR Companies Registry Hong Kong source
SFC Securities and Futures Commission Hong Kong source
CCI Competition Commission of India India source
ED Directorate of Enforcement India source
IBBI Insolvency and Bankruptcy Board of India India source
MCA Ministry of Corporate Affairs India source
SEBI Securities and Exchange Board of India India source
CRO Companies Registration Office Ireland source
SESC Securities and Exchange Surveillance Commission Japan source
CRF Cellule de Renseignement Financier Luxembourg source
BM Bursa Malaysia Malaysia source
MACC Malaysian Anti-Corruption Commission Malaysia —
SC Securities Commission Malaysia Malaysia source
SSM Suruhanjaya Syarikat Malaysia Malaysia source
FSC Financial Services Commission Mauritius source
AFM Autoriteit Financiële Markten Netherlands source
InstrumentTypeCountryYearSource
Corporations Act 2001 Act Australia 2001 source
Law No. 6,385/1976 (Securities Law) Act Brazil 1976 source
Securities Act (Ontario) Act Canada 1990 source
Securities Law of the PRC Act China 1998 source
Capital Market Law No. 95 of 1992 Act Egypt 1992 source
Loi Sapin II Act France 2016 source
Securities Trading Act Act Germany 1998 source
Companies Ordinance (Cap. 622) Act Hong Kong 2012 source
Securities and Futures Ordinance (Cap. 571) Act Hong Kong 2002 source
Insolvency and Bankruptcy Code, 2016 Act India 2016 source
SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 Regulation India 2015 source
SEBI (Prohibition of Insider Trading) Regulations, 2015 Regulation India 2015 source
Companies Act, 2013 Act India 2013 source
Competition Act, 2002 Act India 2003 source
Foreign Exchange Management Act, 1999 (FEMA) Act India 1999 source
Japan's Corporate Governance Code Guideline Japan 2015 source
Financial Instruments and Exchange Act (FIEA) Act Japan 2006 source
Register of Beneficial Owners(RBE Law) Act Luxembourg 2019 source
Law of 12 November 2004 on the fight against money laundering and terrorist financing Act Luxembourg 2004 source
Capital Markets and Services Act 2007 Act Malaysia 2007 source
DateEntityCountryActionPenaltySource
13 AUG 2026 Unidentified entities – manipulative trades in Closing Auction Session on Sensex expiry (BSE) India Ex-Parte Interim Order — source
8 AUG 2026 Reliance Infrastructure Limited India Prosecution Complaint / Attachment not a monetary penalty source
13 JUL 2026 16 HP India Resellers (combined) India Monetary Penalty 23,000,000 INR≈ 239,765 USD source
13 JUL 2026 5 HP India Resellers India Monetary Penalty 12,200,000 INR≈ 127,158 USD source
13 JUL 2026 HP India Sales Pvt Ltd India Monetary Penalty 1,268,700,000 INR≈ 13,215,625 USD source
3 JUL 2026 ASX Limited Australia Civil Penalty (Court-ordered) 20,500,000 AUD≈ 14,657,500 USD source
29 JUN 2026 Mercer Superannuation (Australia) Limited Australia Civil Penalty (Court-ordered) 10,300,000 AUD≈ 7,364,500 USD source
18 JUN 2026 HSBC Bank Australia Limited Australia Civil Penalty (Court-ordered) 35,000,000 AUD≈ 25,025,000 USD source
12 JUN 2026 Union Standard International Group Pty Ltd; Maxi EFX Global AU (EuropeFX); BrightAU Capital (TradeFred) Australia Civil Penalty (Court-ordered) 300,200,000 AUD≈ 214,643,000 USD source
27 MAY 2026 Westpac Banking Corporation Australia Civil Penalty (Court-ordered) 26,000,000 AUD≈ 18,590,000 USD source
25 MAY 2026 Walker Stores Pty Ltd (trading as Snaffle) in liquidation Australia Civil Penalty (Court-ordered) 33,500,000 AUD≈ 23,952,500 USD source
28 APR 2026 Winsome Yarns Ltd India Monetary Penalty 2,000,000 INR≈ 21,131 USD source
26 MAR 2026 Simon Ashton (Qteq executive chairman) Australia Civil Penalty (Court-ordered, personal, non-indemnifiable) 1,000,000 AUD≈ 715,000 USD source
26 MAR 2026 Qteq Pty Ltd Australia Civil Penalty (Court-ordered) 5,000,000 AUD≈ 3,575,000 USD source
20 MAR 2026 PACL Limited (Pearls Group) India Prosecution Complaint / Attachment not a monetary penalty source
16 MAR 2026 Macquarie Securities (Australia) Limited Australia Civil Penalty (Court-ordered) 35,000,000 AUD≈ 25,025,000 USD source
12 MAR 2026 Reliance Infrastructure Limited India Bank Account Freeze (FEMA) not a monetary penalty source
19 DEC 2025 ANZ Banking Group Ltd Australia Civil penalty (Federal Court) 250,000,000 AUD source