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12 regulators · 20 laws & regulations · 11 obligations · 18 enforcement actions · 2 upcoming deadlines

ADGM Registration Authority ADGM RA

Official site
https://www.adgm.com
Supervises Corporates (Listed)
Activity · 90 days Laws & RegulationsEnforcementNews
Enforcement action — 9 Oct 2026Enforcement action — 9 Oct 2026

Who they are

The Registration Authority of Abu Dhabi Global Market (ADGM), the body that registers companies in the zone and supervises registered auditors.

What they do

It inspects registered audit firms against the Companies Regulations (Auditors) Rules 2023 and publishes financial penalties for audit failings.

Enforcement by this regulator

Date Entity Action Penalty Source
9 Oct 2026 Ms Saranga Omprakash Lalwani (individual (registered audit principal)) Monetary Penalty US$35,000 official
9 Oct 2026 PKF Accountants and Business Advisers LLP (ADGM-registered audit firm) Monetary Penalty US$65,000 official

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