Securities and Exchange Commission, Thailand SEC
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Who they are
Established on 16 May 1992 under the Securities and Exchange Act B.E. 2535 (1992), the SEC describes itself as an independent regulator with central responsibility for supervising and developing the primary and secondary capital markets.
What they do
Its mission is to regulate and develop the capital market so that it is credible, efficient and accessible. The SEC Board sets policy, the Capital Market Supervisory Board issues rules and the SEC Office supervises and enforces them through administrative, criminal and civil action. It also administers the Emergency Decree on Digital Asset Businesses.
Key laws & regulations issued
Enforcement by this regulator
The latest 10 of 14 — see all 14 on the Enforcement tab.
| Date | Entity | Action | Penalty | Source |
|---|---|---|---|---|
| 15 Oct 2026 | Mr. Tawee Aroonpornwong (individual) | Prohibition Order Settlement | THB 2,942,292.38≈ US$87,722 | official |
| 15 Oct 2026 | Mr. Susitak Achariyasombat (individual) | Prohibition Order Settlement | THB 5,181,490.13≈ US$154,482 | official |
| 7 Sep 2026 | Mr. Passavin Kaewlumpoon (individual) | Prohibition Order Settlement | THB 1,644,898.85≈ US$49,948 | official |
| 7 Sep 2026 | Mr. Vorapot Lan (individual) | Prohibition Order Settlement | THB 1,644,898.85≈ US$49,948 | official |
| 7 Sep 2026 | Mr. Vachara Aemavat (individual) | Prohibition Order Settlement | THB 1,644,898.85≈ US$49,948 | official |
| 7 Sep 2026 | SIX Network (Thailand) Co., Ltd. (digital asset project issuer) | Prohibition Order Settlement | THB 1,644,898.85≈ US$49,948 | official |
| 1 Sep 2026 | Mr. Paithoon Wongwatcharamongkol (individual) | Prohibition Order Settlement | THB 5,536,886≈ US$166,759 | official |
| 25 Dec 2025 | Mr. Chookiat Rujanapronpajee (individual) | Prohibition Order Monetary Penalty | THB 594,117 | official |
| 25 Dec 2025 | Miss Paranya Rudjanapronpajee (individual) | Prohibition Order Monetary Penalty | THB 249,254,347 | official |
| 3 Dec 2025 | Miss Pimwan Thareratanavibool (individual) | Prohibition Order Settlement | THB 1,076,852≈ US$33,754 | official |
Latest news
No news tagged to this regulator yet.