Comisión Nacional del Mercado de Valores CNMV
Source pages
Who they are
The body responsible for supervising and inspecting the Spanish securities markets and the activity of those who take part in them; it describes itself as created under the 1988 securities market law.
What they do
Aims to safeguard market transparency and correct price formation by supervising issuers, secondary markets, investment firms and collective investment institutions. It authorises crypto-asset service providers, runs the public register of its sanctions and operates an innovation hub for fintech projects.
Key laws & regulations issued
Enforcement by this regulator
The latest 10 of 21 — see all 21 on the Enforcement tab.
| Date | Entity | Action | Penalty | Source |
|---|---|---|---|---|
| 25 Jun 2026 | Compañía Española de Viviendas de Alquiler, SA (listed company) | Monetary Penalty | €120,000≈ US$136,830 | official |
| 25 Jun 2026 | Sapiens Markets EU, S.V., S.A. (investment firm (sociedad de valores)) | Monetary Penalty | €600,000 | official |
| 27 May 2026 | Ginvest Asset Management, SGIIC, SA (collective investment management company (SGIIC)) | Formal Reprimand | — | official |
| 27 May 2026 | Soltec Power Holdings, SA (listed company) | Monetary Penalty | €190,000 | official |
| 30 Apr 2026 | Gesconsult, SA, SGIIC (collective investment management company (SGIIC)) | Monetary Penalty | €115,000 | official |
| 23 Mar 2026 | Bankinter Gestión de Activos, SA, SGIIC (investment fund manager (SGIIC)) | Monetary Penalty | €300,000≈ US$344,828 | official |
| 25 Feb 2026 | Borja Diez de Rivera López de Ayala (individual (director of an SGEIC)) | Monetary Penalty | €15,000≈ US$17,241 | official |
| 25 Feb 2026 | Nicolás Gerardi Álvarez (individual (director of an SGEIC)) | Monetary Penalty | €15,000≈ US$17,241 | official |
| 25 Feb 2026 | Luis Manuel Martínez Fernández (individual (chief executive of an SGEIC)) | Monetary Penalty | €25,000≈ US$28,736 | official |
| 25 Feb 2026 | Santiago Reyna Herrero (individual (chairman of an SGEIC)) | Monetary Penalty | €25,000≈ US$28,736 | official |
Latest news
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Related regulators
Others in Spain supervising overlapping sectors.