United Kingdom
4 regulators · 3 instruments · 23 enforcement actions
| Instrument | Type | Year | Regulator | Summary | Source |
|---|---|---|---|---|---|
| Money Laundering, Terrorist Financing and Transfer of Funds Regulations 2017 (MLR 2017) | Regulation | 2017 | — | The UK's principal AML rules. They require risk assessments, customer due diligence (stan… | official |
The UK's principal AML rules. They require risk assessments, customer due diligence (standard, simplified and enhanced), beneficial-ownership checks, PEP screening, record keeping, and registration of cryptoasset businesses with the FCA. | |||||
| Proceeds of Crime Act 2002 (POCA) | Act | 2002 | — | Creates the principal money-laundering offences in the UK, the regime for confiscating cr… | official |
Creates the principal money-laundering offences in the UK, the regime for confiscating criminal proceeds, and the suspicious activity report (SAR) framework, including the 'failure to disclose' and 'tipping off' offences for the regulated sector. | |||||
| Financial Services and Markets Act 2000 (FSMA) | Act | 2000 | — | The cornerstone of UK financial regulation. It establishes the 'general prohibition' on c… | official |
The cornerstone of UK financial regulation. It establishes the 'general prohibition' on carrying out regulated activities without authorisation, creates the framework of regulated activities and approved persons, and gives the FCA and PRA their statutory powers. | |||||
| No instruments match these filters. | |||||