Australia

AU · AUS · Asia-Pacific · Last verified 2 Sep 2026

11 regulators · 6 instruments · 19 enforcement actions

Australia — hero image
Date Entity Regulator Action Penalty Source Summary
18 Aug 2026 Bendigo and Adelaide Bank Limited (Major Regional Bank) APRA Licence Action — official
3 Jul 2026 ASX Limited (Market Operator) ASIC Civil Penalty (Court-ordered) 20,500,000 AUD≈ 14,657,500 USD official
29 Jun 2026 Mercer Superannuation (Australia) Limited (Superannuation Trustee) ASIC Civil Penalty (Court-ordered) 10,300,000 AUD≈ 7,364,500 USD official
18 Jun 2026 HSBC Bank Australia Limited (Major Bank) ASIC Civil Penalty (Court-ordered) 35,000,000 AUD≈ 25,025,000 USD official
12 Jun 2026 Union Standard International Group Pty Ltd; Maxi EFX Global AU (EuropeFX); BrightAU Capital (TradeFred) (CFD Issuer & Authorised Representatives) ASIC Civil Penalty (Court-ordered) 300,200,000 AUD≈ 214,643,000 USD official
3 Jun 2026 David Mark Blumentals (former director, D365.Group Pty Ltd) (Individual) FWO Civil Penalty + Personal Compensation Order (Court-ordered) 35,308 AUD≈ 25,245 USD official
27 May 2026 Westpac Banking Corporation (Major Bank) ASIC Civil Penalty (Court-ordered) 26,000,000 AUD≈ 18,590,000 USD official
26 May 2026 Princeton Securities (NSW) Pty Ltd (Financial Services) AUSTRAC Civil Penalty (Court-ordered, for non-payment of infringement notice) 45,000 AUD≈ 32,175 USD official
26 May 2026 Castra Licensee Pty Ltd (Financial Services) AUSTRAC Civil Penalty (Court-ordered, for non-payment of infringement notice) 50,000 AUD≈ 35,750 USD official
25 May 2026 Walker Stores Pty Ltd (trading as Snaffle) in liquidation (Online Retailer / Credit Provider) ASIC Civil Penalty (Court-ordered) 33,500,000 AUD≈ 23,952,500 USD official
2 Apr 2026 Fiducian Portfolio Services Limited (Superannuation Trustee) APRA Licence Action — official
26 Mar 2026 Simon Ashton (Qteq executive chairman) (Individual) ACCC Civil Penalty (Court-ordered, personal, non-indemnifiable) 1,000,000 AUD≈ 715,000 USD source
26 Mar 2026 Qteq Pty Ltd (Corporate) ACCC Civil Penalty (Court-ordered) 5,000,000 AUD≈ 3,575,000 USD source
16 Mar 2026 Macquarie Securities (Australia) Limited (Market Participant) ASIC Civil Penalty (Court-ordered) 35,000,000 AUD≈ 25,025,000 USD official
13 Mar 2026 Ella Group (NSW) Pty Ltd (trading as Dumpling Land) (Corporate) FWO Civil Penalty (Court-ordered) 45,072 AUD≈ 32,226 USD official
19 Dec 2025 ANZ Banking Group Ltd (Banking) ASIC Civil penalty (Federal Court) 250,000,000 AUD official
8 Aug 2025 Singtel Optus Pty Limited / Optus Systems Pty Limited (Telecommunications) OAIC Civil Penalty Proceedings Ongoing (Federal Court) — no penalty yet determined — official
5 Jun 2024 Medibank Private Limited (Health Insurer) OAIC Civil Penalty Proceedings Ongoing (Federal Court) no penalty yet determined — official
11 Jul 2023 Crown Melbourne Ltd & Burswood Nominees Ltd (Crown Perth) (Gambling) AUSTRAC Civil penalty order (Federal Court) 450,000,000 AUD official