Commission de Contrôle des Activités Financières CCAF
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Who they are
Independent administrative authority responsible for supervising financial activities carried out in the Principality.
What they do
Approves and supervises portfolio managers, advisers, order-execution firms, custody-account keepers and multi-family offices, and approves and supervises Monegasque investment funds. It can issue warnings and reprimands and suspend or withdraw approvals, and it publishes its decisions and investor alerts.
Key laws & regulations issued
- Regulation Règlement relatif à la Certification Professionnelle Bancaire, Financière et Esg liée aux Activités Financières de Monaco (Regulation on the banking, financial and ESG professional certification for Monaco's financial activities) 2023
- Act Loi n° 1.338 du 7 septembre 2007 sur les activités financières (Law 1,338 on financial activities) 2007
- Act Loi n° 1.339 du 7 septembre 2007 relative aux fonds communs de placement et aux fonds d'investissement (Law 1,339 on mutual funds and investment funds) 2007
- Regulation Ordonnance Souveraine n° 1.284 du 10 septembre 2007 portant application de la loi n° 1.338 du 7 septembre 2007 sur les activités financières (Sovereign Ordinance 1,284 implementing Law 1,338) 2007
Enforcement by this regulator
Latest news
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Related regulators
Others in Monaco supervising overlapping sectors.