The Centre for Risk, Compliance & Governance Studies
Register
CRCGSC.R.C.G.S

Market Integrity & Securities — across countries

InstrumentTypeCountryYearSource
Corporations Act 2001 Act Australia 2001 source
Law No. 6,385/1976 (Securities Law) Act Brazil 1976 source
Securities Act (Ontario) Act Canada 1990 source
Securities Law of the PRC Act China 1998 source
Capital Market Law No. 95 of 1992 Act Egypt 1992 source
AMF General Regulation Regulation France 2004 source
Securities Trading Act Act Germany 1998 source
SFC Guidelines for Virtual Asset Trading Platform Operators Guideline Hong Kong 2023 source
Securities and Futures Ordinance (Cap. 571) Act Hong Kong 2002 source
SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 Regulation India 2015 source
SEBI (Prohibition of Insider Trading) Regulations, 2015 Regulation India 2015 source
SEBI (Prohibition of Fraudulent and Unfair Trade Practices) Regulations, 2003 Regulation India 2003 source
SEBI Act, 1992 Act India 1992 source
Securities Contracts (Regulation) Act, 1956 Act India 1956 source
Financial Instruments and Exchange Act (FIEA) Act Japan 2006 source
Law of 17 December 2010 on undertakings for collective investment Act Luxembourg 2010 source
Capital Markets and Services Act 2007 Act Malaysia 2007 source
Financial Services and Markets Act 2000 (FSMA) Act United Kingdom 2000 source
DateEntityCountryActionPenaltySource
13 AUG 2026 Unidentified entities – manipulative trades in Closing Auction Session on Sensex expiry (BSE) India Ex-Parte Interim Order — source
3 JUL 2026 ASX Limited Australia Civil Penalty (Court-ordered) 20,500,000 AUD source
28 APR 2026 Winsome Yarns Ltd India Monetary Penalty 2,000,000 INR source