Global enforcement tracker
301 actions from the last 90 days. Create a free account for the full history, filters and sorting.
Breakdown
- Monetary Penalty141
- Remedial Direction48
- Licence Action44
- Prohibition Order36
- Formal Reprimand32
- Settlement29
- Business Restriction29
- Disgorgement / Restitution16
- Criminal Resolution10
- Type not recorded1
An action with two types is counted under each type; the total counts each action once.
- Regulator not listed40
- Central Bank of the Russian Federation (Bank of Russia) (RU)26
- RBI (IN)17
- NBKR (KG)9
- CVM (BR)8
- SFB (TW)8
- FCA (GB)8
- SAFE (CN)7
- 69 other regulators178
Over time
View chart data as a table
| Month | Actions | Penalty (USD-equiv) |
|---|---|---|
| Aug 2026 | 73 | US$9,793,281 |
| Sep 2026 | 131 | US$32,573,730 |
| Oct 2026 | 97 | US$1,228,848,526.05 |
| Nov 2026 | 0 | US$0 |
| Date | Country | Entity | Regulator | Action | Penalty | Source |
|---|---|---|---|---|---|---|
| 8 Oct 2026 | Russia | Общество с ограниченной ответственностью «Инвестиционная компания «Аналитический центр» (ООО «ИКАЦ») (investment company (depositary)) | Central Bank of the Russian Federation (Bank of Russia) | Licence Action | — | official |
| 8 Oct 2026 | United States | American Express Company and American Express Travel Related Services Company, Inc. (holding company and card issuer) | FRB | Remedial Direction | — | official |
| 8 Oct 2026 | United States | American Express National Bank (national bank (Sandy, Utah)) | OCC | Settlement Remedial Direction | US$350,000,000 | official |
| 8 Oct 2026 | Russia | ООО «СИТЕРРА» (company) | Central Bank of the Russian Federation (Bank of Russia) | Business Restriction Remedial Direction | — | official |
| 8 Oct 2026 | Russia | ООО «ОКТАД» (company) | Central Bank of the Russian Federation (Bank of Russia) | Business Restriction Remedial Direction | — | official |
| 8 Oct 2026 | Russia | ООО Завод «СИЛАЧ» (company) | Central Bank of the Russian Federation (Bank of Russia) | Business Restriction Remedial Direction | — | official |
| 8 Oct 2026 | Russia | Комин Евгений Геннадьевич (individual) | Central Bank of the Russian Federation (Bank of Russia) | Business Restriction Remedial Direction | — | official |
| 8 Oct 2026 | Russia | Коромыслов Дмитрий Васильевич (individual) | Central Bank of the Russian Federation (Bank of Russia) | Business Restriction Remedial Direction | — | official |
| 7 Oct 2026 | Taiwan | Primasia Securities Co., Ltd. (securities firm (futures introducing broker)) | SFB | Monetary Penalty | TWD 120,000≈ US$3,774 | official |
| 7 Oct 2026 | South Korea | 태율회계법인 (Taeyul Accounting Corporation) (audit firm) | Monetary Penalty | KRW 80,000,000≈ US$59,550 | official | |
| 7 Oct 2026 | South Korea | ㈜아센디오 (Ascendio Co., Ltd.) (company under court-appointed administrators) | Monetary Penalty | KRW 733,700,000≈ US$546,152 | official | |
| 7 Oct 2026 | South Korea | ㈜금양 (Geumyang Co., Ltd.) (listed company) | Monetary Penalty | KRW 7,633,000,000≈ US$5,681,852 | official | |
| 7 Oct 2026 | Russia | Общество с ограниченной ответственностью «Микрокредитная компания «ЗЕМЛЯ 12» (ООО «МКК «ЗЕМЛЯ 12») (microfinance company) | Central Bank of the Russian Federation (Bank of Russia) | Licence Action | — | official |
| 7 Oct 2026 | Italy | Deutsche Bank S.p.A. (bank) | Garante per la protezione dei dati personali | Monetary Penalty | €33,000≈ US$36,884 | official |
| 7 Oct 2026 | Italy | Poste Italiane S.p.A. (postal and financial services group) | Garante per la protezione dei dati personali | Monetary Penalty | €48,000≈ US$53,650 | official |
| 7 Oct 2026 | India | Sri Mahatma Basaveshwar Co-operative Bank Ltd., Afzalpur (co-operative bank) | RBI | Business Restriction | — | official |
| 7 Oct 2026 | India | The Tiruvalla Urban Co-operative Bank Ltd., Tiruvalla, Pathanamthitta (co-operative bank) | RBI | Business Restriction | — | official |
| 7 Oct 2026 | Romania | Spitalul Veterinar Tineretului SRL (private company (veterinary hospital)) | ANSPDCP | Monetary Penalty Remedial Direction | RON 5,242 | official |
| 6 Oct 2026 | Hong Kong | Six Directors of Huisen Shares Group Limited (Stock Code: 2127) (individuals (current and former directors of a listed issuer)) | HKEX | Prohibition Order Formal Reprimand | — | official |
| 6 Oct 2026 | Hong Kong | Li Siu Bun (individual (former chief financial officer and company secretary)) | HKEX | Formal Reprimand | — | official |
| 6 Oct 2026 | Greece | Αποκεντρωμένη Διοίκηση Αιγαίου (Decentralised Administration of the Aegean) (public body (controller)) | HDPA | Monetary Penalty Remedial Direction | €2,000≈ US$2,254 | official |
| 6 Oct 2026 | Kyrgyzstan | ОсОО «Гимэкс» (exchange office (currency exchange bureau)) | NBKR | Licence Action | — | official |
| 5 Oct 2026 | Russia | ООО МИКРОКРЕДИТНАЯ КОМПАНИЯ «Е.Д.А.» (microfinance company) | Central Bank of the Russian Federation (Bank of Russia) | Licence Action | — | official |
| 5 Oct 2026 | Oman | Account for Accounting and Auditing Services (accounting and auditing firm) | FSA | Formal Reprimand | — | official |
| 2 Oct 2026 | United States | J.P. Morgan Securities LLC and JPMorgan Chase Bank, N.A. (broker-dealer and commercial bank) | SEC | Settlement Formal Reprimand | — | official |
| 2 Oct 2026 | Romania | GLOBAL CUSTOMER CARE SERVICES S.R.L. (private company) | ANSPDCP | Monetary Penalty Remedial Direction | RON 26,294 | official |
| 2 Oct 2026 | Malta | Mr Kasim Garipoglu (individual) | MFSA | Prohibition Order | — | official |
| 1 Oct 2026 | Russia | ООО «АВС Капитал» (non-credit financial organisation (depositary)) | Central Bank of the Russian Federation (Bank of Russia) | Monetary Penalty | RUB 5,000,000≈ US$59,838 | official |
| 1 Oct 2026 | Denmark | Skjern Bank AS (commercial bank) | Remedial Direction | — | official | |
| 1 Oct 2026 | United Arab Emirates | Vault Wealth Limited (ADGM-licensed investment firm) | DFSA | Settlement | US$109,200 | official |
| 1 Oct 2026 | Ireland | Children's Health Ireland at Tallaght (hospital group) | DPC | Formal Reprimand Remedial Direction | — | official |
| 1 Oct 2026 | Germany | VW AG (listed company) | BaFin | Monetary Penalty | €1,200,000 | official |
| 1 Oct 2026 | Sweden | Miljödata i Karlskrona AB (IT service provider) | IMY | Monetary Penalty | SEK 1,800,000 | official |
| 1 Oct 2026 | Kyrgyzstan | ОсОО «Алинур кейджи» (exchange office (currency exchange bureau)) | NBKR | Licence Action | — | official |
| Oct 2026 | Poland | Aasa Polska (consumer lender) | UOKiK | Monetary Penalty Remedial Direction | PLN 3,871,000≈ US$986,217 | official |
| Oct 2026 | Poland | Fincapital (credit intermediary (owns kuki.pl, finbo.pl, oros.pl)) | UOKiK | Monetary Penalty | PLN 2,651,000≈ US$675,397 | official |
| Oct 2026 | Poland | Plus Bank (bank) | UOKiK | Monetary Penalty | PLN 453,000≈ US$115,411 | official |
| Oct 2026 | Poland | Bank Pocztowy (bank) | UOKiK | Monetary Penalty | PLN 2,710,000≈ US$690,428 | official |
| Oct 2026 | Poland | ING Bank Śląski (bank) | UOKiK | Monetary Penalty | PLN 63,250,000≈ US$16,114,239 | official |
| Oct 2026 | Poland | Erste Bank Polska (bank) | UOKiK | Monetary Penalty | PLN 80,680,000≈ US$20,554,890 | official |
| Oct 2026 | Poland | Costalea (company (data controller)) | UODO | Monetary Penalty | PLN 29,112≈ US$7,417 | official |
| Oct 2026 | United States | Christopher Organista (individual (former operations processor, U.S. Bank National Association)) | OCC | Prohibition Order | — | official |
| Oct 2026 | United States | Jennifer Hamblin (individual (former vault teller, Fifth Third Bank, N.A.)) | OCC | Prohibition Order | — | official |
| Oct 2026 | Ireland | Coinbase Ireland Limited (e-money institution) | CBI | Settlement Formal Reprimand | €3,252,618 | official |
| Oct 2026 | Hong Kong | Chan Tsz-wing (individual (subcontractor director)) | ICAC | Criminal Resolution | — | official |
| Oct 2026 | Hong Kong | Wong Kam-fai (individual (MPF intermediary)) | ICAC | Criminal Resolution | — | official |
| Oct 2026 | Brazil | Rodrigo Xavier Teles (individual) | CVM | Prohibition Order | — | official |
| 30 Sep 2026 | United Kingdom | Robin Crispin William Odey (individual) | FCA | Prohibition Order Monetary Penalty | £1,529,374 | official |
| 30 Sep 2026 | Türkiye | Tera Yatırım Menkul Değerler AŞ (investment firm) | Business Restriction | — | official | |
| 30 Sep 2026 | Moldova | OTP Bank S.A. (commercial bank) | NBM | Formal Reprimand | — | official |