Global enforcement tracker
301 actions from the last 90 days. Create a free account for the full history, filters and sorting.
Breakdown
- Monetary Penalty141
- Remedial Direction48
- Licence Action44
- Prohibition Order36
- Formal Reprimand32
- Settlement29
- Business Restriction29
- Disgorgement / Restitution16
- Criminal Resolution10
- Type not recorded1
An action with two types is counted under each type; the total counts each action once.
- Regulator not listed40
- Central Bank of the Russian Federation (Bank of Russia) (RU)26
- RBI (IN)17
- NBKR (KG)9
- CVM (BR)8
- SFB (TW)8
- FCA (GB)8
- SAFE (CN)7
- 69 other regulators178
Over time
View chart data as a table
| Month | Actions | Penalty (USD-equiv) |
|---|---|---|
| Aug 2026 | 73 | US$9,793,281 |
| Sep 2026 | 131 | US$32,573,730 |
| Oct 2026 | 97 | US$1,228,848,526.05 |
| Nov 2026 | 0 | US$0 |
| Date | Country | Entity | Regulator | Action | Penalty | Source |
|---|---|---|---|---|---|---|
| 7 Sep 2026 | India | ICICI Lombard General Insurance Co. Ltd (General Insurer) | IRDAI | Monetary Penalty | ₹1 crore≈ US$104,167 | official |
| 6 Sep 2026 | Iraq | شركات الاسوار والقطاف والانامل للصرافة فئة (A) (Al-Aswar, Al-Qataf and Al-Anamil exchange companies, Class A) (exchange companies (Class A)) | CBI | Licence Action | — | official |
| 4 Sep 2026 | Belgium | SRL Michel Weber, réviseur d'entreprises (audit firm) | Monetary Penalty | €5,000≈ US$5,811 | official | |
| 4 Sep 2026 | Belgium | Monsieur Michel Weber (individual (statutory auditor)) | Monetary Penalty | €5,000≈ US$5,811 | official | |
| 4 Sep 2026 | Belgium | Remedent NV (company) | Monetary Penalty | €30,000≈ US$34,866 | official | |
| 4 Sep 2026 | Belgium | Lausha NV (company) | Monetary Penalty | €30,000≈ US$34,866 | official | |
| 4 Sep 2026 | Belgium | Guy De Vreese (individual) | Monetary Penalty | €60,000≈ US$69,732 | official | |
| 4 Sep 2026 | Australia | Garry Peter Crole (Individual (former director and responsible manager)) | ASIC | Prohibition Order | — | official |
| 4 Sep 2026 | Chile | Cooperativa de Ahorro y Crédito Unión Aérea Limitada (savings and credit cooperative) | CMF | Monetary Penalty | CLF 100 | official |
| 4 Sep 2026 | Chile | Francisco José Gardeweg Ossa (individual (company director)) | CMF | Formal Reprimand | — | official |
| 4 Sep 2026 | Botswana | Prestige Wealth Investments (Pty) Ltd (PWI) (unlicensed entity) | NBFIRA | Formal Reprimand | — | official |
| 3 Sep 2026 | Italy | Azienda Speciale per la Gestione degli Impianti Sportivi del Comune di Trento (A.S.I.S.) (municipal sports facilities company) | Garante per la protezione dei dati personali | Monetary Penalty | €8,000≈ US$9,292 | official |
| 3 Sep 2026 | Italy | Azienda sanitaria universitaria Friuli centrale (public health authority) | Garante per la protezione dei dati personali | Monetary Penalty | €24,000≈ US$27,876 | official |
| 3 Sep 2026 | Italy | Banco Bilbao Vizcaya Argentaria, S.A., succursale italiana (bank (Italian branch of a foreign bank)) | Garante per la protezione dei dati personali | Monetary Penalty | €5,508,000≈ US$6,397,542 | official |
| 2 Sep 2026 | Taiwan | Taishin Futures Co., Ltd. (futures commission merchant) | SFB | Monetary Penalty | TWD 240,000≈ US$7,564 | official |
| 2 Sep 2026 | Taiwan | Fubon Futures Co., Ltd. (futures commission merchant) | SFB | Monetary Penalty | TWD 480,000≈ US$15,129 | official |
| 2 Sep 2026 | Ireland | Health Service Executive (HSE) (public health body) | DPC | Monetary Penalty Formal Reprimand | €645,000 | official |
| 2 Sep 2026 | India | Hinduja Leyland Finance Limited (NBFC) | RBI | Monetary Penalty | ₹6.2 lakh | official |
| 2 Sep 2026 | United Kingdom | Citibank, N.A., London Branch (bank) | OFSI | Monetary Penalty | £4,732,830.58 | source |
| 1 Sep 2026 | Thailand | Mr. Paithoon Wongwatcharamongkol (individual) | SEC | Prohibition Order Settlement | THB 5,536,886≈ US$166,759 | official |
| 1 Sep 2026 | Taiwan | Cathay Securities Investment Trust Co., Ltd. (securities investment trust enterprise) | SFB | Business Restriction Monetary Penalty | TWD 6,000,000≈ US$189,675 | official |
| 1 Sep 2026 | Austria | Liechtensteinische Landesbank (Österreich) AG (bank) | FMA | Monetary Penalty | €244,000 | official |
| Sep 2026 | Poland | AS Inbank (bank) | UOKiK | Monetary Penalty | PLN 4,692,000≈ US$1,220,318 | official |
| Sep 2026 | United States | Jorge Troncoso (individual (former branch banker, PNC Bank, N.A.)) | OCC | Prohibition Order | — | official |
| Sep 2026 | United States | Zena Montejano (individual (former personal banker, U.S. Bank, N.A.)) | OCC | Prohibition Order | — | official |
| Sep 2026 | Senegal | Banque établie au Sénégal (bank established in Senegal; not named in the release) (bank) | Commission Bancaire de l'UMOA (UMOA Banking Commission) | Monetary Penalty Formal Reprimand | XOF 300,000,000 | official |
| Sep 2026 | Norway | Panzer Norge AS (accounting firm (regnskapsforetak)) | Finanstilsynet (Financial Supervisory Authority of Norway) | Monetary Penalty | NOK 100,000 | official |
| Sep 2026 | Niger | Banque installée au Niger (bank established in Niger; not named in the release) (commercial bank) | Commission Bancaire de l'UMOA (UMOA Banking Commission) | Monetary Penalty Formal Reprimand | XOF 300,000,000 | official |
| 31 Aug 2026 | India | Equifax Credit Information Services Private Limited (credit information company) | RBI | Monetary Penalty | ₹1.19 lakh | official |
| 31 Aug 2026 | India | CRIF High Mark Credit Information Services Private Limited (credit information company) | RBI | Monetary Penalty | ₹6.9 lakh | official |
| 31 Aug 2026 | India | TransUnion CIBIL Limited (credit information company) | RBI | Monetary Penalty | ₹26.83 lakh | official |
| 31 Aug 2026 | India | Sammaan Finserve Limited (NBFC) | RBI | Monetary Penalty | ₹4.2 lakh | official |
| 31 Aug 2026 | Australia | Venture 5 Group Pty Ltd (trading as CashnGo) (Credit provider) | ASIC | Monetary Penalty | AUD 3,500,000 | official |
| 31 Aug 2026 | South Korea | ㈜지에스리테일 (GS Retail Co., Ltd.) (retailer) | PIPC | Monetary Penalty Remedial Direction | KRW 12,836,000,000 | official |
| 31 Aug 2026 | Malta | Em@ney p.l.c. (financial institution) | FIAU | Settlement | €97,622 | official |
| 28 Aug 2026 | United States | Gabriel Perez (individual) | CFTC | Prohibition Order Disgorgement / Restitution | US$65,000 | official |
| 28 Aug 2026 | Poland | FORUM Towarzystwo Funduszy Inwestycyjnych SA (investment fund company (TFI)) | KNF | Monetary Penalty | PLN 1,012,000≈ US$271,977 | official |
| 28 Aug 2026 | India | Ashok Sahakari Bank Ltd., Ahmednagar (co-operative bank) | RBI | Business Restriction | — | official |
| 28 Aug 2026 | Malaysia | Olympic Markets Ltd. (Labuan licensed entity) | Labuan FSA | Licence Action | — | official |
| 28 Aug 2026 | Malaysia | Perfect Hexagon Commodity & Investment Bank Limited (Labuan licensed entity) | Labuan FSA | Licence Action | — | official |
| 28 Aug 2026 | Colombia | Fundación FG – Administrador de Fideicomisos Civiles (foundation (unauthorised deposit-taker)) | Superintendencia Financiera de Colombia | Business Restriction | — | official |
| 27 Aug 2026 | United Kingdom | Elderly Aids Ltd (company selling call-blocking devices) | Monetary Penalty Remedial Direction | £190,000≈ US$258,058 | official | |
| 27 Aug 2026 | Russia | Михайлова Анастасия Игоревна (individual) | Central Bank of the Russian Federation (Bank of Russia) | Business Restriction Remedial Direction | — | official |
| 27 Aug 2026 | Russia | Михайлов Константин Владимирович (individual) | Central Bank of the Russian Federation (Bank of Russia) | Business Restriction Remedial Direction | — | official |
| 27 Aug 2026 | Peru | Refinería La Pampilla S.A.A. (oil refinery (securities issuer)) | Monetary Penalty | PEN 7,655.85≈ US$2,293 | official | |
| 27 Aug 2026 | Malaysia | Ruhanmas Forex Sdn. Bhd. (money services business (money-changing)) | BNM | Monetary Penalty | MYR 11,500≈ US$2,823 | official |
| 27 Aug 2026 | Malaysia | Wawasan Ilham (M) Sdn. Bhd. (money services business (money-changing)) | BNM | Monetary Penalty | MYR 22,000≈ US$5,400 | official |
| 27 Aug 2026 | Russia | ООО РНКО «ЦИФРОВЫЕ РЕШЕНИЯ» (non-bank credit institution) | Central Bank of the Russian Federation (Bank of Russia) | Licence Action | — | official |
| 27 Aug 2026 | Malta | MiFinity Malta Limited (financial institution) | FIAU | Settlement Remedial Direction | €160,099 | official |
| 27 Aug 2026 | Liberia | Enree Bee Neeplo (individual) | Criminal Resolution | US$10,000 | official |