Global enforcement tracker
301 actions from the last 90 days. Create a free account for the full history, filters and sorting.
Breakdown
- Monetary Penalty141
- Remedial Direction48
- Licence Action44
- Prohibition Order36
- Formal Reprimand32
- Settlement29
- Business Restriction29
- Disgorgement / Restitution16
- Criminal Resolution10
- Type not recorded1
An action with two types is counted under each type; the total counts each action once.
- Regulator not listed40
- Central Bank of the Russian Federation (Bank of Russia) (RU)26
- RBI (IN)17
- NBKR (KG)9
- CVM (BR)8
- SFB (TW)8
- FCA (GB)8
- SAFE (CN)7
- 69 other regulators178
Over time
View chart data as a table
| Month | Actions | Penalty (USD-equiv) |
|---|---|---|
| Aug 2026 | 73 | US$9,793,281 |
| Sep 2026 | 131 | US$32,573,730 |
| Oct 2026 | 97 | US$1,228,848,526.05 |
| Nov 2026 | 0 | US$0 |
| Date | Country | Entity | Regulator | Action | Penalty | Source |
|---|---|---|---|---|---|---|
| 17 Sep 2026 | Peru | BBVA Sociedad Titulizadora S.A. (securitisation company) | Monetary Penalty | PEN 8,667.45≈ US$2,579 | official | |
| 17 Sep 2026 | Japan | Recipient of information from an officer of the issuer in a tender offer for Good Speed Co., Ltd. shares (individual, not named) (individual) | FSA | Monetary Penalty | JPY 6,560,000≈ US$42,011 | official |
| 17 Sep 2026 | Hong Kong | AU Chi Yan (individual (MPF subsidiary intermediary)) | MPFA | Licence Action | — | official |
| 17 Sep 2026 | Japan | 株式会社Ｉ－ｎｅ (I-ne Co., Ltd.) (listed company) | FSA | Monetary Penalty | JPY 6,000,000 | official |
| 17 Sep 2026 | Japan | ＥＮＥＣＨＡＮＧＥ株式会社 (ENECHANGE Ltd.) (listed company) | FSA | Monetary Penalty | JPY 91,495,000 | official |
| 17 Sep 2026 | Yemen | شركة البراق للصرافة والتحويلات (Al-Buraq Company for Exchange and Transfers) (exchange and transfer company) | CBY | Licence Action | — | official |
| 17 Sep 2026 | Malta | European Lotto and Betting Limited (remote gaming operator) | FIAU | Settlement | €61,607 | official |
| 16 Sep 2026 | Peru | Andean Crown Sociedad Administradora de Fondos S.A.C. (fund manager) | Monetary Penalty | PEN 7,107≈ US$2,108 | official | |
| 16 Sep 2026 | Denmark | Sparekassen Danmark (savings bank) | Remedial Direction | — | official | |
| 16 Sep 2026 | United Kingdom | Kadir Yusuf Kanizi (individual) | FCA | Prohibition Order Monetary Penalty | £20,000 | official |
| 16 Sep 2026 | Kyrgyzstan | ТОО «Interpay» (operator of an international electronic money system) | NBKR | Licence Action | — | official |
| 16 Sep 2026 | Chile | Vulion Capital S.A. (private investment fund administrator) | CMF | Formal Reprimand | — | official |
| 16 Sep 2026 | Austria | TiH GmbH (company) | FMA | Business Restriction | — | official |
| 15 Sep 2026 | United States | Michael Frederick Staryk (individual (doing business as Magestic World Wide Finance)) | CFTC | Prohibition Order Disgorgement / Restitution | US$5,907,720 | official |
| 15 Sep 2026 | United Kingdom | Nurul Miah (also known as Neil Mia and Neil Miah) (individual) | FCA | Licence Action Prohibition Order | — | official |
| 15 Sep 2026 | Taiwan | President Futures Co., Ltd. (futures commission merchant) | SFB | Monetary Penalty | TWD 120,000≈ US$3,768 | official |
| 15 Sep 2026 | South Africa | Bongolethu Gedeza (trading as CDS Consulting, PDS Consulting and Debt Counselling Removals South Africa) (individual (registered debt counsellor)) | NCR | Licence Action Monetary Penalty | ZAR 1,000,000≈ US$61,002 | official |
| 15 Sep 2026 | Peru | Sura Investments Sociedad Administradora de Fondos S.A.C. (mutual fund manager) | Monetary Penalty | PEN 25,801.5≈ US$7,649 | official | |
| 15 Sep 2026 | China | 胡远生 (individual) | CSRC | Disgorgement / Restitution Monetary Penalty | CNY 1,500,000≈ US$223,444 | official |
| 15 Sep 2026 | Australia | Cameron Bradley (individual (registered company auditor)) | ASIC | Licence Action Formal Reprimand | — | official |
| 15 Sep 2026 | Germany | Deutsche Bank AG (bank) | BaFin | Remedial Direction | — | official |
| 15 Sep 2026 | Italy | Segretario Generale of a municipality (not named) (individual (municipal general secretary)) | Monetary Penalty | €10,000 | official | |
| 14 Sep 2026 | Peru | Acres Sociedad Titulizadora S.A. (securitisation company) | Monetary Penalty | PEN 33,600≈ US$9,991 | official | |
| 12 Sep 2026 | Kyrgyzstan | ОсОО «Престиж Мани А» (exchange office (currency exchange bureau)) | NBKR | Licence Action | — | official |
| 12 Sep 2026 | Kyrgyzstan | ОсОО «МЭФФ КЭШ» (exchange office (currency exchange bureau)) | NBKR | Licence Action | — | official |
| 12 Sep 2026 | Kyrgyzstan | ОсОО «Милан Обмен» (exchange office (currency exchange bureau)) | NBKR | Licence Action | — | official |
| 11 Sep 2026 | Poland | Amathus Towarzystwo Funduszy Inwestycyjnych SA (investment fund company (TFI)) | KNF | Monetary Penalty | PLN 250,000≈ US$67,083 | official |
| 11 Sep 2026 | Hong Kong | Mok Cheuk Ling (individual (former licensed representative)) | SFC | Prohibition Order | — | official |
| 11 Sep 2026 | Denmark | Dansk Boligforsikring A/S (insurer (home-buyer and seller's liability insurance)) | Remedial Direction | — | official | |
| 11 Sep 2026 | South Africa | Ninety One Assurance Limited (insurer) | PA | Monetary Penalty Formal Reprimand | ZAR 6,000,000 | official |
| 11 Sep 2026 | South Africa | Capitec Bank Limited (commercial bank) | PA | Monetary Penalty | ZAR 28,000,000 | official |
| 10 Sep 2026 | Russia | Общество с ограниченной ответственностью «Инвестиционная компания «Титульный брокер» (ООО «ИК «Титульный брокер») (investment company (broker, dealer, asset manager)) | Central Bank of the Russian Federation (Bank of Russia) | Licence Action | — | official |
| 10 Sep 2026 | Monaco | International School of Monaco (private school) | APDP | Remedial Direction | — | official |
| 10 Sep 2026 | United States | An Individual (individual) | OFAC | Settlement | US$1,427,230 | official |
| 9 Sep 2026 | South Korea | ㈜덱스터스튜디오 (Dexter Studios Co., Ltd.) (listed company) | Monetary Penalty | KRW 946,300,000≈ US$705,615 | official | |
| 9 Sep 2026 | Poland | AgioFunds Towarzystwo Funduszy Inwestycyjnych SA (investment fund company (TFI)) | KNF | Monetary Penalty | PLN 151,000≈ US$40,689 | official |
| 9 Sep 2026 | India | Jilla Sahakari Bank Ltd., Azamgarh, Uttar Pradesh (co-operative bank) | RBI | Monetary Penalty | ₹1.15 lakh | official |
| 9 Sep 2026 | Moldova | B.C. "COMERȚBANK" S.A. (commercial bank) | NBM | Monetary Penalty Formal Reprimand | MDL 958,369.16 | official |
| 9 Sep 2026 | Kyrgyzstan | ОсОО МКК «Ак-Нур Капитал» (microcredit company) | NBKR | Licence Action | — | official |
| 9 Sep 2026 | Italy | Members of the management body of a private company (not named) (individuals (company managers handling whistleblowing reports)) | Monetary Penalty | €15,000 | official | |
| 8 Sep 2026 | Russia | Акционерное общество «Нэппи Клаб» (joint-stock company) | Central Bank of the Russian Federation (Bank of Russia) | Remedial Direction | — | official |
| 8 Sep 2026 | India | Asset Care & Reconstruction Enterprise Limited (asset reconstruction company) | RBI | Monetary Penalty | ₹27.3 lakh | official |
| 8 Sep 2026 | Lithuania | UAB "Pervesk" (e-money or payment institution) | Bank of Lithuania (Lietuvos bankas) | Formal Reprimand | — | official |
| 8 Sep 2026 | Italy | Angelo Di Lorenzo (individual) | CONSOB | Monetary Penalty | €18,000 | official |
| 7 Sep 2026 | Thailand | Mr. Passavin Kaewlumpoon (individual) | SEC | Prohibition Order Settlement | THB 1,644,898.85≈ US$49,948 | official |
| 7 Sep 2026 | Thailand | Mr. Vorapot Lan (individual) | SEC | Prohibition Order Settlement | THB 1,644,898.85≈ US$49,948 | official |
| 7 Sep 2026 | Thailand | Mr. Vachara Aemavat (individual) | SEC | Prohibition Order Settlement | THB 1,644,898.85≈ US$49,948 | official |
| 7 Sep 2026 | Thailand | SIX Network (Thailand) Co., Ltd. (digital asset project issuer) | SEC | Prohibition Order Settlement | THB 1,644,898.85≈ US$49,948 | official |
| 7 Sep 2026 | Ireland | Brown Thomas Arnotts Limited (retailer) | DPC | Criminal Resolution | — | official |
| 7 Sep 2026 | Iraq | شركة الشذان للتوسط ببيع وشراء العملات الأجنبية (Al-Shathan Company for Brokering the Buying and Selling of Foreign Currencies) (foreign currency intermediation company) | CBI | Licence Action | — | official |